Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Williams is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has over 35 years of experience in the financial services industry. Christopher specializes in portfolio management for individuals and businesses, as well as pension consulting. Christopher is registered with FINRA and is a registered investment advisor in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/25/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
12/15/2017 - 10/18/2018
LEUMI INVESTMENT SERVICES INC. (CHICAGO IL)
IL
09/30/2014 - 08/23/2017
J.P. MORGAN SECURITIES LLC (NORTHBrook IL)
IL
08/15/2013 - 09/30/2014
IMST DISTRIBUTORS, LLC (CHICAGO IL)
IL
08/27/2012 - 05/09/2013
PIONEER FUNDS DISTRIBUTOR, INC. (CHICAGO IL)
IL
06/28/2010 - 07/12/2012
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
03/14/2007 - 07/16/2010
CREDIT SUISSE SECURITIES (USA) LLC (NORTHBROOK IL)
IL
08/28/2003 - 03/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
09/14/1999 - 08/26/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 10/04/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/10/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/21/1983 - 06/19/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 09/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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