Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pena is a financial advisor with over 10 years of experience in the industry. Christopher Pena has a strong background in securities and investment advising. Christopher Pena is currently registered with Cambridge Investment Research Advisors, Inc. in Georgia. Christopher Pena has held previous positions with Commonwealth Financial Network and MML Investors Services, LLC. Christopher Pena is also a Certified Financial Planner. Christopher Pena specializes in various financial areas including retirement planning, college savings, and estate planning. Christopher Pena is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
01/02/2017 - Present
Cambridge Investment Research Advisors, Inc. (Atlanta GA)
GA
04/22/2016 - 11/22/2017
COMMONWEALTH FINANCIAL NETWORK (ATLANTA GA)
GA
02/07/2013 - 04/04/2016
MML INVESTORS SERVICES, LLC (ATLANTA GA)
IA
Issued 01/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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