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Christopher L Johnson

Charles Schwab & CO., Inc.

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About Christopher L Johnson

Christopher Johnson is a registered representative with Charles Schwab & CO., Inc. Christopher has been in the securities industry since 2010. Christopher has passed the Series 7, Series 63, Series 66 and SIE exams. Previously, Christopher has worked for RBC Capital Markets, LLC, Macquarie Capital (USA) Inc., Cantor Fitzgerald & Co., Knight Capital Americas LLC, Knight Capital Americas, L.P. and Vanguard Marketing Corporation.

Firm Information

Christopher Johnson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Johnson’s Registration & Firm History

NJ

09/27/2017 - Present

Charles Schwab & CO., Inc. (Chatham NJ)

NY

07/15/2016 - 02/16/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/13/2014 - 07/07/2016

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

09/23/2013 - 08/20/2014

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

07/02/2012 - 09/20/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

07/20/2011 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

PA

04/06/2010 - 07/06/2011

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 09/25/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher L Johnson.
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