Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher L Cunningham is a financial advisor with over 20 years of experience in the financial services industry. Christopher is currently registered with Wells Fargo Clearing Services, LLC, a leading provider of financial services. Before joining Wells Fargo Clearing Services, LLC, Christopher was with Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC, and Allianz Life Financial Services, LLC. Christopher holds Series 63, SIE and Series 7 licenses. Christopher is also registered in 53 states and the District of Columbia. Christopher specializes in providing investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/13/2021 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MN
10/23/2020 - 11/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Minnetonka MN)
MN
02/03/2020 - 08/04/2020
CETERA ADVISOR NETWORKS LLC (MINNEAPOLIS MN)
MN
11/02/2018 - 01/06/2020
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
07/12/2018 - 08/02/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Lake Elmo MN)
MN
12/03/1997 - 04/16/2018
CETERA ADVISOR NETWORKS LLC (MINNEAPOLIS MN)
BC
Issued 12/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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