Unclaimed
Christopher Ashby is a financial professional with over 17 years of experience in the financial services industry. Christopher is a Series 6 and Series 63 licensed professional and holds the SIE designation. Christopher is currently registered with Vanguard Marketing Corp. in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/31/2005 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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