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Christopher Krueger

TD Securities (usa) LLC

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About Christopher Krueger

Christopher Krueger is a registered representative with TD Securities (usa) LLC. Christopher has been in the securities industry since July 31, 2009. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and the District of Columbia. Christopher has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Christopher was previously registered with Cowen and Company, Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, and Sanders Morris Harris Inc.

Firm Information

Christopher Krueger is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Krueger’s Registration & Firm History

NY

03/08/2024 - Present

TD Securities (usa) LLC (New York NY)

DC

08/09/2016 - 04/10/2024

COWEN AND COMPANY (WASHINGTON DC)

DC

11/18/2011 - 08/05/2016

GUGGENHEIM SECURITIES, LLC (WASHINGTON DC)

DC

11/01/2010 - 12/01/2011

MF GLOBAL INC. (WASHINGTON DC)

DC

11/01/2010 - 11/02/2010

CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)

DC

07/28/2009 - 11/02/2010

SANDERS MORRIS HARRIS INC. (WASHINGTON DC)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Krueger.
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