Unclaimed
Christopher Kovacs is a securities professional registered with Mizuho Securities USA LLC. Christopher is registered in 52 states and has been in the industry for over 3 years. Christopher holds the Series 7, Series 57, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2021
Series 57TO - Securities Trader Exam
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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