Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rowland is a financial advisor currently registered with Alt Fund Distributors LLC, a firm based in New York, NY. Christopher holds a Series 66 and a Series 7 license, as well as the Securities Industry Essentials Examination (SIE). Christopher has been in the industry since 2009, and has previous experience with DWS Distributors, Inc., Mercap Securities, LLC, PNC Investments, and Edward Jones. Christopher is registered in Pennsylvania and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/06/2021 - Present
ALT Fund Distributors LLC (NEW YORK NY)
IL
05/13/2013 - 12/11/2019
DWS DISTRIBUTORS, INC. (CHICAGO IL)
PA
02/16/2012 - 12/31/2012
MERCAP SECURITIES, LLC (BERWYN PA)
PA
01/26/2011 - 02/13/2012
PNC INVESTMENTS (PHILADELPHIA PA)
PA
10/28/2009 - 01/03/2011
EDWARD JONES (MEDIA PA)
BOTH
Issued 11/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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