Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Scarborough is a financial advisor with over 20 years of experience in the industry. Christopher is currently registered with BA Securities, LLC, where he specializes in providing investment advice and guidance to a diverse range of clients. Christopher has a strong track record of success in the financial services industry, having previously worked at Finalis Securities LLC, Code Advisors LLC, W.R. Hambrecht + Co., LLC, and Credit Suisse Securities (USA) LLC. Christopher holds several industry certifications, including the Series 7, 79, 24, and 63 licenses. Christopher is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/15/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
02/01/2021 - 02/20/2023
FINALIS SECURITIES LLC (NEW YORK NY)
CA
01/05/2011 - 02/13/2019
CODE ADVISORS LLC (SAN FRANCISCO CA)
CA
03/08/2010 - 01/03/2011
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
02/01/2002 - 02/25/2009
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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