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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher King is a financial advisor with over 29 years of experience in the industry. Christopher has been with LPL Financial LLC since June 2021, and previously worked at M&T SECURITIES, INC., HSBC SECURITIES (USA) INC., H&R BLOCK FINANCIAL ADVISORS, INC., SCOTTRADE, INC. and CHATFIELD DEAN & CO., INC.. Christopher is currently registered with FINRA and has a Series 7, Series 8, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TO, and SIE licenses. Christopher is also a registered investment advisor in New York and Texas. Christopher provides financial planning, portfolio management, and consulting services to individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/04/2024 - Present
LPL Financial LLC (BUFFALO NY)
NY
06/09/2021 - 11/14/2023
LPL FINANCIAL LLC (BUFFALO NY)
NY
08/09/2011 - 06/09/2021
M&T SECURITIES, INC. (BUFFALO NY)
NY
04/13/2011 - 07/18/2011
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
02/12/2007 - 03/25/2011
M&T SECURITIES, INC. (BUFFALO NY)
MI
01/23/2006 - 01/31/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MO
08/14/2002 - 03/26/2004
SCOTTRADE, INC. (ST. LOUIS MO)
MD
05/23/2000 - 04/22/2002
M&T SECURITIES, INC. (BALTIMORE MD)
NE
12/11/1991 - 01/27/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CO
11/11/1991 - 12/03/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/04/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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