Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Grogan has been a financial advisor since 2000 and is currently a Registered Representative of Carolinas Wealth Consulting LLC, where Christopher has been with the firm since May 2019. Christopher has a diverse set of credentials, including Series 7, 24, 63, 65 and 99TO licenses. Christopher is a highly experienced and dedicated financial advisor with a strong track record of success. Christopher provides a range of services, including financial planning and portfolio management for individuals and businesses. Christopher holds the following registrations: Registered Representative (RA) in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/15/2019 - Present
Carolinas Wealth Consulting LLC (CHARLOTTE NC)
MO
07/27/2000 - 05/25/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 08/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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