Unclaimed
Christopher Kete has been working in the financial services industry since 1976. Christopher is currently registered with Cetera Investment Advisers LLC. Christopher has previously worked at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, Dean Witter Reynolds Inc., Prudential-Bache Securities Inc., Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated and Hornblower & Weeks - Hemphill, Noyes Incorporated. Christopher has Series 7, Series 63, Series 66, PC and SIE licenses. Christopher is registered in Colorado, Florida, Illinois, New Jersey, New York, Ohio and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NJ
09/28/2012 - 01/25/2023
WELLS FARGO CLEARING SERVICES, LLC (SHORT HILLS NJ)
NJ
06/01/2009 - 10/05/2012
MORGAN STANLEY SMITH BARNEY (MORRISTOWN NJ)
NJ
08/24/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
03/21/2003 - 09/19/2007
UBS FINANCIAL SERVICES INC. (BEDMINSTER NJ)
NY
02/03/1994 - 03/26/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/24/1986 - 02/04/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/01/1979 - 11/29/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/18/1982 - 11/13/1986
DEAN WITTER REYNOLDS INC.
NA
01/14/1980 - 11/19/1982
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/18/1978 - 05/23/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
03/25/1976 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
BOTH
Issued 7/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/3/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/1979
PC - AMEX Put and Call Exam
BC
Issued 3/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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