Unclaimed
Christopher Kenneth Buti is a financial advisor with Ausdal Financial Partners, Inc. Christopher has been in the financial services industry since 1999. Christopher is a Certified Financial Planner® and holds the Series 7, Series 24, Series 55 and Series 66 licenses. Christopher is registered in Illinois, Texas, and Wisconsin. Christopher provides financial planning, portfolio management, and investment advice services to individuals, high-net-worth individuals, corporations, and other businesses. Christopher has previously worked with firms such as Crown Capital Securities, L.P., Hudson Securities, Inc., Next Generation Equity Research LLC, Bridge Trading Company, Salomon Smith Barney Inc., Mayer & Schweitzer, Inc., Tradetech Securities L.P., and Republic Securities, Inc. Christopher is currently registered with Ausdal Financial Partners, Inc. and is also affiliated with BCH Insure, LLC and BCV FG Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
09/22/2015 - Present
Ausdal Financial Partners, Inc. (Schaumburg IL)
IL
09/04/2012 - 10/02/2015
CROWN CAPITAL SECURITIES, L.P. (ARLINGTON HEIGHTS IL)
IL
02/08/2010 - 07/28/2010
HUDSON SECURITIES,INC. (CHICAGO IL)
IL
09/12/2005 - 02/01/2010
NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)
MO
05/12/1999 - 08/23/2005
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NY
02/04/1998 - 12/31/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CT
06/11/1997 - 01/28/1998
MAYER & SCHWEITZER, INC. (STAMFORD CT)
IL
12/18/1996 - 05/01/1997
TRADETECH SECURITIES L.P. (CHICAGO IL)
NA
12/14/1994 - 07/05/1995
REPUBLIC SECURITIES, INC.
BOTH
Issued 01/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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