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Christopher Kenneth Buti

Ausdal Financial Partners, Inc.

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About Christopher Kenneth Buti

Christopher Kenneth Buti is a financial advisor with Ausdal Financial Partners, Inc. Christopher has been in the financial services industry since 1999. Christopher is a Certified Financial Planner® and holds the Series 7, Series 24, Series 55 and Series 66 licenses. Christopher is registered in Illinois, Texas, and Wisconsin. Christopher provides financial planning, portfolio management, and investment advice services to individuals, high-net-worth individuals, corporations, and other businesses. Christopher has previously worked with firms such as Crown Capital Securities, L.P., Hudson Securities, Inc., Next Generation Equity Research LLC, Bridge Trading Company, Salomon Smith Barney Inc., Mayer & Schweitzer, Inc., Tradetech Securities L.P., and Republic Securities, Inc. Christopher is currently registered with Ausdal Financial Partners, Inc. and is also affiliated with BCH Insure, LLC and BCV FG Corporation.

Firm Information

Christopher Buti is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Christopher Buti’s Registration & Firm History

IL

09/22/2015 - Present

Ausdal Financial Partners, Inc. (Schaumburg IL)

IL

09/04/2012 - 10/02/2015

CROWN CAPITAL SECURITIES, L.P. (ARLINGTON HEIGHTS IL)

IL

02/08/2010 - 07/28/2010

HUDSON SECURITIES,INC. (CHICAGO IL)

IL

09/12/2005 - 02/01/2010

NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)

MO

05/12/1999 - 08/23/2005

BRIDGE TRADING COMPANY (ST. LOUIS MO)

NY

02/04/1998 - 12/31/1998

SALOMON SMITH BARNEY INC. (NEW YORK NY)

CT

06/11/1997 - 01/28/1998

MAYER & SCHWEITZER, INC. (STAMFORD CT)

IL

12/18/1996 - 05/01/1997

TRADETECH SECURITIES L.P. (CHICAGO IL)

NA

12/14/1994 - 07/05/1995

REPUBLIC SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 01/23/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Kenneth Buti.
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