Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Kelly is a financial professional with over 20 years of experience in the securities industry. Christopher has held positions at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, and Credit Suisse Securities (USA) LLC. Christopher is currently registered with Mizuho Securities USA LLC and holds a Series 7, Series 10, Series 24, and Series 57TO licenses. Christopher is also a registered representative in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/28/2023 - Present
Mizuho Securities USA LLC (BOSTON MA)
MA
06/23/2008 - 03/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (Boston MA)
NY
02/23/2005 - 06/04/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
09/17/2002 - 02/17/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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