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Christopher Keith Pittman

Sanders Morris LLC

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About Christopher Keith Pittman

Christopher Pittman is a financial advisor at Sanders Morris LLC. Christopher has been in the financial industry since 2005 and is registered with FINRA. Christopher's experience includes working for J.P. Morgan Securities LLC and Nexbank Securities Inc. Christopher specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Christopher Pittman is currently registered with Sanders Morris LLC. Sanders Morris LLC is a Limited Liability Company formed in 2015 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Sanders Morris LLC has approximately $819,924,163 in regulatory assets under management.
Sanders Morris LLC

600 TRAVIS

HOUSTON, TX 77002-3003

$819.92M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Christopher Pittman’s Registration & Firm History

TX

11/22/2016 - Present

Sanders Morris LLC (Dallas TX)

TX

02/11/2009 - 11/28/2016

J.P. MORGAN SECURITIES LLC (DALLAS TX)

TX

05/06/2005 - 02/04/2009

NEXBANK SECURITIES INC (DALLAS TX)

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Licenses & Designations

BC

Issued 01/21/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Keith Pittman.
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