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Christopher Keith Kelly

Regions Securities LLC

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About Christopher Keith Kelly

Christopher Kelly is a financial professional with over 9 years of experience in the securities industry. Christopher has passed the Series 7, SIE, and Series 99TO exams. Christopher is currently registered with Regions Securities LLC. Christopher was previously registered with BBVA Securities Inc. in Birmingham, AL. Christopher’s experience includes working with individuals and families to help them achieve their financial goals.

Firm Information

Christopher Kelly is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Kelly’s Registration & Firm History

AL

01/18/2017 - Present

Regions Securities LLC (BIRMINGHAM AL)

AL

11/20/2013 - 08/19/2016

BBVA SECURITIES INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Keith Kelly.
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