Unclaimed
Christopher Kelly is a financial professional with over 9 years of experience in the securities industry. Christopher has passed the Series 7, SIE, and Series 99TO exams. Christopher is currently registered with Regions Securities LLC. Christopher was previously registered with BBVA Securities Inc. in Birmingham, AL. Christopher’s experience includes working with individuals and families to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
01/18/2017 - Present
Regions Securities LLC (BIRMINGHAM AL)
AL
11/20/2013 - 08/19/2016
BBVA SECURITIES INC. (BIRMINGHAM AL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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