Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lockwood is a financial professional with over 10 years of experience in the industry. Christopher is currently registered with Pacific Oak Capital Markets, LLC, and has held previous positions with ARETE WEALTH MANAGEMENT, LLC, PACER FINANCIAL, INC., CCO CAPITAL, LLC, and VANGUARD MARKETING CORPORATION. Christopher holds the Series 6, 7, and 63 licenses, as well as the SIE exam. Christopher is registered in Alabama, Florida, Georgia, Mississippi, Puerto Rico, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/06/2021 - Present
Pacific OAK Capital Markets, LLC (COSTA MESA CA)
IL
12/09/2020 - 12/31/2020
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
PA
10/06/2020 - 11/18/2020
PACER FINANCIAL, INC. (MALVERN PA)
AZ
11/21/2014 - 06/17/2020
CCO CAPITAL, LLC (PHOENIX AZ)
AZ
09/15/2008 - 11/13/2014
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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