Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Judd Foss is a registered representative with Moelis & Co. LLC in Los Angeles, California. Christopher has been in the financial services industry since 2008. Prior to joining Moelis & Co. LLC, Christopher was a registered representative with UBS Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher has passed the Series 7, Series 24, Series 63 and SIE exams. Christopher is licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/28/2011 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
12/08/2010 - 03/18/2011
UBS SECURITIES LLC (LOS ANGELES CA)
CA
01/17/2007 - 07/16/2008
UBS SECURITIES LLC (LOS ANGELES CA)
CA
08/30/2005 - 08/10/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BC
Issued 01/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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