Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wabuda is a financial professional with experience in the industry since December 4, 2019. Christopher is currently registered with Ernst & Young Capital Advisors, LLC, a firm that provides a range of financial services. Previously, Christopher was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds a Series 63, SIE, and Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/14/2021 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
08/13/2016 - 02/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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