Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tapak is an active advisor at Wells Fargo Advisors Financial Network, LLC. Christopher has been in the financial services industry since April 2001, with past experience at J.J.B HILLIARD, W.L. LYONS, LLC and A. G. EDWARDS & SONS, INC. Christopher is registered with FINRA and holds the Series 7, Series 9, Series 10, and Series 66 licenses. Christopher is also registered to provide investment advice in 32 states and has a current registration in Indiana for both broker-dealer and investment advisor activity. Christopher has experience working with insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
08/01/2019 - Present
Wells Fargo Advisors Financial Network, LLC (INDIANAPOLIS IN)
IN
06/30/2006 - 12/03/2009
J.J.B HILLIARD, W.L. LYONS, LLC (INDIANAPOLIS IN)
IN
04/11/2001 - 07/07/2006
A. G. EDWARDS & SONS, INC. (GREENWOOD IN)
BOTH
Issued 05/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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