Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Raymond is a financial advisor with over 20 years of experience in the financial industry. Christopher is currently registered with Piper Sandler & Co. and has previously worked at RAYMOND JAMES & ASSOCIATES, INC., ROBERT W. BAIRD & CO. INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. Christopher has a broad range of experience in the financial services industry. Christopher holds FINRA Series 7, 86, 87 and SIE licenses and is also registered with the states of Illinois and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/28/2017 - Present
Piper Sandler & Co. (Chicago IL)
IL
06/22/2015 - 08/23/2017
RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)
IL
08/05/2002 - 06/22/2015
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
NY
10/04/2000 - 04/01/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/18/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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