Unclaimed
Christopher Noble is an Investment Advisor Representative with Raymond James & Associates, Inc. Christopher has been in the financial services industry since 1985. Christopher is registered with the state of Florida. Previously, Christopher was employed by WELLS FARGO CLEARING SERVICES, LLC and FIRST UNION CAPITAL MARKETS CORP.. Christopher has a wide range of experience in the financial services industry and is committed to providing his clients with the highest quality advice and service. Christopher is a dedicated professional who is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/09/2024 - Present
Raymond James & Associates, Inc. (TAMPA FL)
FL
10/01/1999 - 07/15/2024
WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)
NC
08/19/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
12/21/1991 - 08/20/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CO
12/05/1990 - 12/11/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
10/16/1985 - 12/04/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 10/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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