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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Monroe is an investment advisor representative with Equity Services, Inc., a registered investment advisor located in Montpelier, VT. Christopher Monroe has been in the securities industry for over 16 years and has experience working with individuals, high net worth individuals, corporations, and pension plans. Christopher Monroe has passed the Series 6, 7, 63, and 66 exams. Christopher Monroe is also registered as an investment advisor representative in Illinois and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
10/29/2020 - Present
Equity Services, Inc. (CHICAGO IL)
IL
06/08/2007 - 07/28/2010
MML INVESTORS SERVICES, INC. (PEORIA HEIGHTS IL)
IL
08/08/2005 - 05/09/2007
NYLIFE SECURITIES LLC (PEORIA IL)
MN
03/25/2005 - 08/02/2005
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
SC
06/20/2003 - 09/03/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
04/10/2000 - 04/23/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
09/14/1995 - 03/28/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 10/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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