Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher McGuigan is a financial professional with over 30 years of experience in the financial industry. Christopher is currently registered with Tradition Securities and Derivatives LLC. Christopher is a Series 27, Series 99TO and SIE licensed professional. Prior to his current position, Christopher was employed by Tullett Prebon Financial Services LLC, MarketAxess Corporation, and J.J. Kenny Drake, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/19/2019 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
09/13/2010 - 06/19/2019
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
03/18/2002 - 08/16/2010
MARKETAXESS CORPORATION (NEW YORK NY)
NY
08/12/1987 - 03/30/2001
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BC
Issued 08/11/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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