Unclaimed
Christopher Lopez is a registered representative with Citigroup Global Markets Inc. Christopher has been in the securities industry since November 10, 2014. Christopher holds licenses in 53 states. In addition to being an active investment advisor representative, Christopher is also registered as a general securities principal. Christopher is licensed to provide services to individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Christopher is able to provide services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/13/2015 - Present
Citigroup Global Markets Inc. (Miami Springs FL)
BOTH
Issued 03/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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