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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dwyer is a financial advisor who has been active in the financial industry since January 1, 1992. Christopher Dwyer currently works for Wells Fargo Clearing Services, LLC, and has been registered with this firm since June 16, 2023. Christopher Dwyer has experience working with individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, investment companies, banking or thrift institutions, and state or municipal government entities. Christopher Dwyer has passed the Series 6, 7, 26, 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/16/2023 - Present
Wells Fargo Clearing Services, LLC (ANSONIA CT)
CT
08/28/2018 - 06/16/2023
KEY INVESTMENT SERVICES LLC (Guilford CT)
CT
04/10/2015 - 08/09/2018
CITIZENS SECURITIES, INC. (DEEP RIVER CT)
CT
12/02/2014 - 04/01/2015
PARK AVENUE SECURITIES LLC (MADISON CT)
CT
06/01/2004 - 09/06/2013
PROEQUITIES, INC. (CLINTON CT)
IN
07/08/2000 - 06/02/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NH
03/03/1992 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MA
09/06/1991 - 03/10/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
09/05/1990 - 08/29/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/05/1990 - 08/29/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 11/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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