Unclaimed
Christopher Dorff is a financial advisor with Cetera Investment Advisers LLC. Christopher has been in the financial services industry since May 2020 and is registered with FINRA and the states of Florida, Indiana, Iowa, Massachusetts, Michigan, New Jersey, Oregon, Pennsylvania, Texas, and Virginia. Christopher offers financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and high-net-worth clients. Christopher holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/21/2023 - Present
Cetera Investment Advisers LLC (SOUTHLAKE TX)
CA
08/11/2022 - 12/05/2023
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
08/11/2022 - 12/05/2023
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
MN
08/11/2022 - 12/05/2023
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
08/11/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
MT
05/05/2021 - 07/19/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (BILLINGS MT)
CO
05/06/2020 - 05/07/2021
PRINCIPAL SECURITIES, INC. (DENVER CO)
BOTH
Issued 5/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/6/2020
Series 7TO - General Securities Representative Examination
BC
Issued 2/7/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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