Unclaimed
Christopher Dimartinis is a financial professional registered with the Securities and Exchange Commission (SEC) and FINRA. Christopher has been active in the industry since September 12, 2018. Christopher is currently registered with Guggenheim Securities, LLC and has previously been registered with LAIDLAW & COMPANY (UK) LTD. Christopher holds Series 63, Series 7, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/05/2019 - Present
Guggenheim Securities, LLC (Boston MA)
NY
09/13/2018 - 11/05/2019
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
BC
Issued 09/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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