Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Crock is a financial advisor with over 10 years of experience in the financial services industry. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has held previous roles at PNC Investments, LPL Financial LLC, and Northwestern Mutual Investment Services, LLC. Christopher holds the Series 66, Series 7, and SIE licenses and is registered to provide investment advice in multiple states. Christopher provides financial planning services to individuals, businesses, and institutions, including pension consulting, educational seminars, and selection of other advisors. Christopher also specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
02/19/2015 - 12/06/2016
PNC INVESTMENTS (SUWANEE GA)
GA
12/06/2011 - 02/26/2015
LPL FINANCIAL LLC (CHAMBLEE GA)
GA
12/05/2008 - 11/08/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NORCROSS GA)
BOTH
Issued 10/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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