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Christopher Joseph Colmone

Neuberger Berman BD LLC

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About Christopher Joseph Colmone

Christopher Colmone is a financial advisor with Neuberger Berman BD LLC. Christopher has been in the financial services industry since October 15, 2000. Christopher is registered with FINRA and the Securities and Exchange Commission (SEC) as a Registered Representative. Christopher also holds the Series 6, Series 7, and Series 63 licenses. Christopher is registered with the states of Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Hampshire, New Jersey, New Mexico, New York, Ohio, Oregon, Pennsylvania, Virginia, Washington, and Wisconsin.

Firm Information

Christopher Colmone is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Colmone’s Registration & Firm History

IL

03/20/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

MI

08/14/2000 - 03/27/2001

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

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Licenses & Designations

IA

Issued 09/17/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2000

Series 7 - General Securities Representative Examination

BC

Issued 08/11/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Joseph Colmone.
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