Unclaimed
Christopher Joseph Brown is a financial advisor with Open To The Public Investing, Inc., based in New York, NY. Christopher has been in the financial services industry since June 15, 2014 and has held positions with LIQUIDNET, INC. in the past. Christopher is a Registered Options Principal and a General Securities Principal and holds Series 4, 7, 24 and 63 licenses. Christopher has been registered with FINRA and the state of New York since April 19, 2021. Christopher is also registered with 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2021 - Present
Open TO THE Public Investing, Inc. (New York NY)
NY
06/10/2014 - 04/12/2021
LIQUIDNET, INC. (NEW YORK NY)
BC
Issued 10/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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