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Christopher Joseph Brown

Open TO THE Public Investing, Inc.

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About Christopher Joseph Brown

Christopher Joseph Brown is a financial advisor with Open To The Public Investing, Inc., based in New York, NY. Christopher has been in the financial services industry since June 15, 2014 and has held positions with LIQUIDNET, INC. in the past. Christopher is a Registered Options Principal and a General Securities Principal and holds Series 4, 7, 24 and 63 licenses. Christopher has been registered with FINRA and the state of New York since April 19, 2021. Christopher is also registered with 52 other states.

Firm Information

Christopher Brown is currently registered with Open TO THE Public Investing, Inc.. Open TO THE Public Investing, Inc. is a Corporation formed in 2003-05-16. The firm is registered with the SEC and all 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Brown’s Registration & Firm History

NY

04/19/2021 - Present

Open TO THE Public Investing, Inc. (New York NY)

NY

06/10/2014 - 04/12/2021

LIQUIDNET, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2023

Series 4 - Registered Options Principal Examination

BC

Issued 11/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Joseph Brown.
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