Unclaimed
Christopher Williams is a financial advisor with Cetera Investment Advisers LLC. Christopher has been in the financial services industry since 1998. Christopher is registered with FINRA and holds the Series 6, 7TO, 63 and 65 securities licenses. Christopher specializes in financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Christopher is registered to offer investment advisory services in Massachusetts and Texas. Christopher's prior experience includes working at Investors Capital Corp., Financial Network Investment Corporation, and National Planning Corporation. Christopher Williams is also a member of the Rotary Club of Clinton and a volunteer hockey coach at Assabet Valley High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (CLINTON MA)
MA
11/30/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (CLINTON MA)
MA
06/14/1999 - 12/04/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (CLINTON MA)
CA
10/27/1998 - 05/05/1999
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 3/1/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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