Unclaimed
Christopher Sandoval is a registered representative with Northwestern Mutual Investment Services, LLC. Christopher has been working in the financial services industry since January 2019 and has a Series 7, 63 and 66 securities license. Christopher is licensed in 18 states including California, Florida, Illinois, Indiana, Louisiana, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Texas, Virginia, Washington and more. Christopher is also registered with the Financial Industry Regulatory Authority (FINRA) and has been with Northwestern Mutual Investment Services since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
01/29/2019 - Present
Northwestern Mutual Investment Services, LLC (ALLEN TX)
BC
Issued 03/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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