Unclaimed
Christopher Krein has been active in the financial services industry since 2004. Currently, Christopher is registered with Artisan Partners Distributors LLC. Christopher has also held prior registrations with FORESIDE FUND SERVICES, LLC, ALPS DISTRIBUTORS, INC., EVERGREEN INVESTMENT SERVICES, INC., and SEI INVESTMENTS DISTRIBUTION CO.. Christopher holds licenses for Series 63, 65, 7, 24 and SIE examinations. Christopher is registered in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
10/07/2015 - Present
Artisan Partners Distributors LLC (Wilmington DE)
ME
12/16/2014 - 09/08/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
12/12/2007 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NC
09/23/2004 - 03/16/2006
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
06/06/2002 - 06/16/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 06/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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