Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Kennedy is a financial advisor with over 27 years of experience in the industry. Christopher is currently registered with Capital Client Group, Inc. in Los Angeles, CA. Christopher has previously worked with MML Investors Services, LLC, ING Financial Advisers, LLC and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/22/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IL
02/09/2007 - 08/01/2012
MML INVESTORS SERVICES, LLC (OAKBROOK IL)
IL
06/15/2004 - 12/15/2006
ING FINANCIAL ADVISERS, LLC (LISLE IL)
IA
08/25/1994 - 06/07/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 09/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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