Unclaimed
Christopher Diedrich is a financial advisor currently associated with Great Point Capital LLC and has been in the industry since December 22, 2003. Christopher holds several licenses and certifications including Series 7, Series 3, Series 55, Series 57, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/18/2018 - Present
Great Point Capital LLC (CHICAGO IL)
IL
09/19/2005 - 09/20/2011
GREAT POINT CAPITAL LLC (CHICAGO IL)
MO
06/05/2001 - 07/08/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
12/12/1996 - 06/01/2001
OAKBROOK INVESTMENT BROKERS, INC. (VILLA PARK IL)
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 57 - Securities Trader Exam
BC
Issued 08/12/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/14/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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