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Christopher Jon Diedrich

Great Point Capital LLC

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About Christopher Jon Diedrich

Christopher Diedrich is a financial advisor currently associated with Great Point Capital LLC and has been in the industry since December 22, 2003. Christopher holds several licenses and certifications including Series 7, Series 3, Series 55, Series 57, and Series 63.

Firm Information

Christopher Diedrich is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Diedrich’s Registration & Firm History

IL

07/18/2018 - Present

Great Point Capital LLC (CHICAGO IL)

IL

09/19/2005 - 09/20/2011

GREAT POINT CAPITAL LLC (CHICAGO IL)

MO

06/05/2001 - 07/08/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

IL

12/12/1996 - 06/01/2001

OAKBROOK INVESTMENT BROKERS, INC. (VILLA PARK IL)

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Licenses & Designations

BC

Issued 12/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2018

Series 57 - Securities Trader Exam

BC

Issued 08/12/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/14/1997

Series 3 - National Commodity Futures Examination

BC

Issued 07/25/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are 6 public disclosures for Christopher Jon Diedrich. Review regulatory record here.
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