Unclaimed
Christopher Johnston Sawch is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Christopher has over 35 years of experience in the financial services industry. Christopher is registered to provide investment advice in Connecticut, Florida, Texas and Utah. Christopher holds the Series 3, 7 and 65 licenses and is also a Registered Representative with FINRA. Christopher has a long history of working with a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Christopher provides a range of financial services, including investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/11/2023 - Present
Wells Fargo Advisors Financial Network, LLC (SOUTHPORT CT)
CT
06/01/2009 - 11/01/2016
MORGAN STANLEY (WESTPORT CT)
CT
04/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
CT
10/23/1997 - 04/28/2008
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
MD
09/01/1997 - 11/12/1997
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
04/09/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NJ
01/28/1995 - 04/24/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/21/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
CT
02/12/1990 - 06/19/1990
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NA
04/20/1987 - 01/22/1990
GOLDMAN SACHS MONEY MARKETS INC.
NA
09/24/1986 - 04/13/1987
GOLDMAN, SACHS & CO.
IA
Issued 01/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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