Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Johnson is a financial advisor with Tradeweb Direct LLC, registered with the state of New Jersey. Christopher has been in the industry since January 2007 and holds the Series 63, Series 7, and SIE exams. Previously, Christopher has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BOFA Securities, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/01/2024 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
NY
06/06/2019 - 04/26/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/2019 - 04/26/2024
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/26/2007 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/26/2003 - 06/29/2004
CHARLTON SPECIALIST PARTNERS LLC (NEW YORK NY)
BC
Issued 02/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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