Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Johnson is a financial advisor with over 25 years of experience in the industry. Christopher is currently registered with Oppenheimer & Co. Inc. and holds a Series 7, Series 63, Series 3, Series 55, Series 24, and Series 99TO licenses. Christopher has a proven track record of success in providing financial advice to a wide range of clients, including individuals, corporations, and institutions. Christopher is committed to providing personalized financial advice and helping clients achieve their financial goals. Christopher has previously held positions at Credit Suisse Securities (USA) LLC, Wells Fargo Securities, LLC, Weeden & Co. L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, MORGAN STANLEY & CO., INCORPORATED, and FURMAN SELZ INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/06/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
12/16/2021 - 10/04/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/11/2011 - 08/05/2021
WELLS FARGO SECURITIES, LLC (New York NY)
CT
03/10/2009 - 06/29/2011
WEEDEN & CO.L.P. (GREENWICH CT)
NY
03/04/2003 - 03/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/04/1998 - 06/25/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/17/1997 - 08/07/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
11/30/1994 - 07/07/1995
FURMAN SELZ INCORPORATED (NEW YORK NY)
BC
Issued 02/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/12/1999
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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