Unclaimed
Christopher Johnathan Dean is a financial advisor with Stifel, Nicolaus & Company, Inc. in Houston, TX. Christopher has over 14 years of experience in the financial services industry. Christopher is registered with FINRA and holds the Series 7, Series 24 and Series 63 licenses. Christopher has also passed the SIE exam. Christopher specializes in providing financial advice to individuals, families, and businesses. Christopher is committed to helping clients achieve their financial goals. Prior to joining Stifel, Nicolaus & Company, Inc., Christopher worked at FHN FINANCIAL SECURITIES CORP. and COASTAL SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/26/2023 - Present
Stifel, Nicolaus & Company, Inc. (HOUSTON TX)
TX
04/01/2017 - 09/26/2023
FHN FINANCIAL SECURITIES CORP. (HOUSTON TX)
TX
07/02/2009 - 04/01/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 07/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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