Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Zug is a registered representative with Principal Securities, Inc. Christopher has been in the securities industry since 1998. Christopher has Series 6, 7, 24, 52, 53, 66, 99 and SIE licenses and is registered in Connecticut, Iowa and Massachusetts. Previously, Christopher was registered with MML Investors Services, LLC, MSI Financial Services, Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/28/2020 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
03/25/2017 - 10/18/2017
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
IA
03/12/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
04/29/2013 - 01/02/2015
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
IA
05/25/2006 - 04/28/2009
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
06/21/2001 - 04/28/2009
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
CA
05/01/2001 - 06/25/2001
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
IL
04/07/1998 - 05/01/2001
METLIFE INVESTORS SALES COMPANY (OAKBROOK TERRACE IL)
BOTH
Issued 01/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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