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Christopher John Tuttle

Tuttle Financial Services, Ltd.

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About Christopher John Tuttle

Christopher Tuttle is a financial advisor with over 25 years of experience in the financial industry. Christopher is currently registered with Tuttle Financial Services, Ltd. in New York. Christopher is a Certified Financial Planner and holds a Series 63, 65, 7, 24, and SIE license. In addition to working with Tuttle Financial Services, Ltd., Christopher is also a part-time instructor for Dalton Education, LLC. Previously Christopher has worked with Purshe Kaplan Sterling Investments, Signator Investors, Inc., Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Paribas Corporation, Sumitomo Bank Securities, Inc., Chase Securities, Inc., Chase Manhattan Capital Finance Corporation, and BT Securities Corporation.

Firm Information

Christopher Tuttle is currently registered with Tuttle Financial Services, Ltd.. Tuttle Financial Services, Ltd. is an independent financial advisor with 2 licensed agents and 2 investment advisor representatives. They offer financial planning services to individuals and businesses, and they have 6 high-net-worth clients. They also provide services for pension and profit-sharing plans.

Not reported

Assets Under Management

6

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Christopher Tuttle’s Registration & Firm History

NY

07/16/2021 - Present

Tuttle Financial Services, Ltd. (NEW YORK NY)

NY

08/10/2006 - 07/13/2020

PURSHE KAPLAN STERLING INVESTMENTS (NEW YORK NY)

NY

01/24/2003 - 08/11/2006

SIGNATOR INVESTORS, INC. (NEW YORK NY)

WI

11/06/1996 - 01/29/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

11/06/1996 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

11/01/1994 - 11/22/1995

PARIBAS CORPORATION (NEW YORK NY)

NY

03/17/1992 - 09/27/1994

SUMITOMO BANK SECURITIES, INC. (NEW YORK NY)

MD

07/26/1990 - 12/03/1991

CHASE SECURITIES, INC. (NEW YORK MD)

NY

06/16/1989 - 02/12/1990

CHASE MANHATTAN CAPITAL FINANCE CORPORATION (NEW YORK NY)

NA

05/01/1987 - 09/01/1987

BT SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/1991

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Christopher John Tuttle.
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