Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher John Tocco is a financial professional with a proven track record in the industry, having begun his career in 2012. Christopher has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Funds Distributor, LLC, and Old Mutual Investment Partners before joining MGI Funds Distributors, LLC in February 2023. Christopher holds the Series 3, 7, 7TO, 63, and 66 securities licenses. Christopher has built a successful career in providing professional investment guidance and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/24/2023 - Present
MGI Funds Distributors, LLC (Charlotte NC)
NC
12/10/2022 - 01/18/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
MA
01/02/2014 - 09/21/2020
FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
11/30/2012 - 12/31/2013
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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