Unclaimed
Christopher Tisi is an Investment Advisor Representative at Morgan Stanley. Christopher is a financial professional with over 20 years of experience in the industry. Christopher has experience with a variety of financial products and services, including financial planning, portfolio management, and investment advisory services. Christopher Tisi is registered to conduct business in the following states: Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/08/2020 - Present
Morgan Stanley (New York NY)
NY
07/20/2006 - 11/20/2013
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
12/16/2002 - 07/13/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NJ
10/02/2002 - 11/05/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
11/19/1999 - 04/24/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/10/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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