Unclaimed
Christopher Sullivan is a financial advisor with Cetera Investment Advisers LLC, in the Spokane Valley area. Christopher is a registered representative and investment advisor representative in Washington and is also registered in Arizona, California, Florida, Hawaii, Idaho, Montana, Oregon, and Washington. Christopher has over 20 years of experience in the financial services industry. Christopher specializes in working with individuals, families, and businesses to develop personalized financial plans, and provides investment advisory services to a variety of clients. Christopher's previous experience includes working with Pacific West Securities, Inc., Kovack Securities Inc., Crown Capital Securities, L.P., and Metropolitan Investment Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
03/21/2024 - Present
Cetera Investment Advisers LLC (SPOKANE VALLEY WA)
WA
06/01/2005 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (SPOKANE VALLEY WA)
FL
03/26/2004 - 06/01/2005
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
CA
11/24/2003 - 03/29/2004
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
WA
07/02/2002 - 11/24/2003
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
BOTH
Issued 7/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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