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Christopher John Sullivan

Cetera Investment Advisers LLC

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About Christopher John Sullivan

Christopher Sullivan is a financial advisor with Cetera Investment Advisers LLC, in the Spokane Valley area. Christopher is a registered representative and investment advisor representative in Washington and is also registered in Arizona, California, Florida, Hawaii, Idaho, Montana, Oregon, and Washington. Christopher has over 20 years of experience in the financial services industry. Christopher specializes in working with individuals, families, and businesses to develop personalized financial plans, and provides investment advisory services to a variety of clients. Christopher's previous experience includes working with Pacific West Securities, Inc., Kovack Securities Inc., Crown Capital Securities, L.P., and Metropolitan Investment Securities, Inc.

Firm Information

Christopher Sullivan is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

420 N EVERGREEN RD

SPOKANE VALLEY, WA 99216

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Sullivan’s Registration & Firm History

WA

03/21/2024 - Present

Cetera Investment Advisers LLC (SPOKANE VALLEY WA)

WA

06/01/2005 - 02/28/2012

PACIFIC WEST SECURITIES, INC. (SPOKANE VALLEY WA)

FL

03/26/2004 - 06/01/2005

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

CA

11/24/2003 - 03/29/2004

CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)

WA

07/02/2002 - 11/24/2003

METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)

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Licenses & Designations

BOTH

Issued 7/22/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/26/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/1/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher John Sullivan.
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