Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Spratt is a financial advisor with Equitable Advisors, LLC. Christopher is a seasoned professional with over 20 years of experience in the financial services industry. Christopher holds a Series 7, Series 31, and Series 63 license, as well as a Series 65 license, which allows Christopher to provide comprehensive financial advice to a wide range of clients. Prior to joining Equitable Advisors, LLC, Christopher has worked with firms such as Ameriprise Financial Services, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., The Concord Equity Group, LLC, and UBS PaineWebber Inc. Christopher is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/29/2024 - Present
Equitable Advisors, LLC (MALTA NY)
NY
02/01/2018 - 08/01/2022
AMERIPRISE FINANCIAL SERVICES, LLC (CLIFTON PARK NY)
NY
03/25/2017 - 02/05/2018
MML INVESTORS SERVICES, LLC (LATHAM NY)
NY
06/11/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LATHAM NY)
NY
02/25/2009 - 06/15/2012
LPL FINANCIAL LLC (ALBANY NY)
NY
11/03/2006 - 01/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)
NY
04/29/2004 - 11/06/2006
MORGAN STANLEY DW INC. (ALBANY NY)
NJ
12/19/2002 - 04/01/2004
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
02/02/2001 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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