Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sommese is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been a registered representative since 2015. In addition to being registered with the firm, Christopher is also registered with the following states: Arizona, California, Colorado, Florida, Georgia, Hawaii, Kansas, Massachusetts, Michigan, Missouri, Montana, Nebraska, New Mexico, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, Washington, and Wyoming. Christopher has a strong background in the financial services industry, with experience in both brokerage and investment advisory roles. Christopher specializes in providing financial advice to individuals, businesses, and institutions. Christopher is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/15/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CASTLE ROCK CO)
CO
09/22/2015 - 07/27/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 5/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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