Unclaimed
Christopher Scudder is a registered representative and investment advisor representative, with over 13 years in the industry. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been registered with them since February 2024. Christopher is also registered in several states including Connecticut, Texas, and others. Christopher has a Series 7, Series 66, and SIE license. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc., Christopher worked at Wells Fargo Clearing Services, LLC. Christopher specializes in a range of services including Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Educational Seminars, Selection of Other Advisers, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/12/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHBURY CT)
CT
03/18/2022 - 02/28/2024
WELLS FARGO CLEARING SERVICES, LLC (DANBURY CT)
BOTH
Issued 04/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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