Unclaimed
Christopher Sanders is a financial advisor who has been in the industry since March 14, 2000. Christopher is currently registered with Thrivent Investment Management Inc. in Minnesota. Christopher has a variety of experience in the financial industry, including working with RBC Capital Markets, LLC, and Workman Securities Corporation. Christopher also has a variety of licenses and certifications, including Series 4, 7, 24, 53, 63, 66, and 99TO. Christopher specializes in providing financial planning and portfolio management services to individuals and businesses. Christopher is also a registered investment advisor in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/19/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
03/04/2011 - 06/28/2011
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
NY
11/05/1999 - 12/03/2010
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BOTH
Issued 05/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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