Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher John Roth is a Registered Representative with Equity Services, Inc. Christopher has been in the industry since 1988. Christopher is licensed to sell securities in Arkansas, Colorado, Connecticut, Florida, Maine, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah, Virginia and Washington. Christopher holds the Series 63, Series 7 and SIE exams. Christopher has previously been employed with Noyes Partners Incorporated, Locust Street Securities, Inc., Guardian Investor Services Corporation and Kurz-Liebow & Company, Inc.. In addition to Christopher's investment advisory services, Christopher also provides insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/22/2021 - Present
Equity Services, Inc. (NEW YORK NY)
NY
07/27/1998 - 09/10/1998
NOYES PARTNERS INCORPORATED (NEW YORK NY)
IA
10/22/1997 - 07/21/1998
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
01/11/1991 - 10/21/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
05/25/1988 - 11/20/1990
KURZ-LIEBOW & COMPANY, INC.
BC
Issued 06/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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